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![]() Political
Party Contributions and Originally
written as a term paper for a course in Federal Election Law at New York
University School of Law, this article was given as a paper at the 1983
annual meeting of the American Political Science Association and then
published in Pace Law Review, Vol. 4, No. 2, Winter 1984, pp. 267-296.
I.
Introduction
II.
Statutory and Regulatory Background
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an expenditure by a person expressly advocating the election or defeat of a clearly identified candidate which is made without cooperation or consultation with any candidate, or any authorized committee or agent of such candidate, and which is not made in concert with, or at the request or suggestion of, any candidate, or any authorized committee or agent of such candidate.9 ![]() ![]() (1) Notwithstanding any other provision of law with respect to limitations on expenditures or limitations on contributions, the national committee of a political party and a State committee of a political party, including any subordinate committee of a State committee, may make expenditures in connection with the general election campaign of candidates for Federal office, subject to the limitations contained in paragraphs (2) and (3) of this subsection. ![]() |
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![]() ![]() ![]() III. Consequences of the Failure of the Supreme Court to Apply the Buckley Standards to Political Parties ![]()
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The conference substitute is the same as the House amendment and the Senate bill with regard to political party expenditures on behalf of the party's candidates. This limited permission allows the political parties to make contributions in kind by spending money for certain functions to aid the individual candidates who represent the party during the election process. Thus, but for this subsection, these expenditures would be covered by the contribution limitations stated in subsections (a)(1) and (a)(2) of this provision.41 ![]() ![]() |
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V.
State and Local Political Parties in the Federal Elective
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Prior to the enactment of the 1979 amendments to the Act and the promulgation of regulations implementing those amendments, the described expenditure (not exceeding $1000) by the town committee could have been made in support of the party's nominees for President and Vice President without regard to the limits of 2 U.S.C. 441a(d).... However, the 1979 amendments to the Act and revised (as of April 1, 1980) Commission regulations which clearly delineate the role of subordinate committees of a state party, as defined in 11 CFR 100.14, with regard to Federal elections no longer provide an exemption for such an expenditure by a subordinate committee.81 ![]() ![]() ![]() ![]() ![]() |
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VI.
Buckley Criteria as Applied to Political Party |
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Blacks
Law Dictionary
defines corruption as
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[i]f it is reform we are after, why reduce the ability of the political parties to support its candidates? How can the Republican Party unduly influence a Republican candidate? How can the Democratic Party unduly influence a Democratic candidate? On what basis should the ability of the two political parties to support their candidates be prevented?127 ![]() ![]() ![]() ![]() ![]() VII.
Application of FECA to Political Party: Unfinished Business
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The Committee's early low-key existence was challenged by the 1974 revisions of the Federal Campaign Laws. Most important were the new restrictions limiting an individual's contribution to $1,000 per federal campaign, but up to the maximum of $25,000. The need for a more active Senate campaign committee, to make use of the money it could raise, was made clear by the difficulty individual campaigns had in fundraising, and by the large number of Democratic incumbents the Republicans needed to challenge to gain control. ![]() ![]() ![]() ![]() |
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Notes
1
Buckley v. Valeo, 424 U.S. 1 (1976). Federal Election Campaign
Act Amendments of 1974, Pub. L. No. 93-443, 88 Stat. 1263 (current
version at 2 U.S.C. §§ 431-56 (1982)). 2
424 U.S. 1 (1976) (per curiam). 3
In Buckley, the Court struck down as violative of the first
amendment those portions of the Federal Election Campaign Act Amendments
of 1974 which imposed a $1000 ceiling on: (1) independent expenditures
on behalf of a specifically designated candidate; (2) a $25,000 ceiling
on expenditures by a candidate from his or her personal or family funds;
and (3) a limit on aggregate campaign expenditures by any one candidate.
The Court equated political expenditures with political speech and subjected
the direct limitations to the strictest scrutiny. The Court upheld: (1)
a $1000 limitation on contributions by individuals or groups to any candidate
for federal office; (2) a $25,000 limit on the aggregate contributions
that an individual could make annually to all political campaigns; and
(3) a $5000 limit on contributions by political committees. The contribution
limitations were viewed as entailing only a "marginal restriction
upon the contributor's ability to engage in free communication,"
(id. at 20-21), and were thus subjected to less exacting scrutiny.
The state interest in limiting contributions as a hedge against campaign
finance corruption sufficiently outweighed the contributors' free speech
interests. 4
See infra notes 48 67, 75-78, 108-11 and accompanying text. The
Article will focus on congressional elections as the Court held in Buckley
that the presence of public funding of presidential races permits Congress
to condition acceptance of such findings on limitations not otherwise
permitted. While it is the candidate and not the party that accepts the
funds, parties are implicated in those limitations in ways that would
require a different analysis than that applicable to unfunded races because
of the requirement of § 9002(2) of the Presidential Election Campaign
Fund Act, defining a candidate as one who
(A) has been nominated for election to the office of President of the
United States or the office of Vice President of the United States by
a major party, or 5
2 U.S.C. § 431(8)(A)(i)-(ii) (1982). 6
Id. § 441a(a)(2)(A). 7
Id. § 44la(a)(1)(A). 8
Id. § 44la(h). 9
Id. § 431(17). 10
424 U.S. 1 (1976). See supra note 3 and accompanying text. 11
See H.R. Rep. No. 917, 94th Cong., 2d Sess. 5 (1976). 12
See infra notes 14 15 and accompanying text. 13
2 U.S.C. § 44la(d) (1982). 14
Federal Election Commission, Campaign Guide for Party Committees
9 (March, 1981). 15
Id. 16
2 U.S.C § 44la(d)(1) (1982) (emphasis added). 17
11 C.F.R. § 110.7(b)-(c) (1983). 18
Federal Election Campaign Act Proposed Regulations, 41 Fed. Reg.
21,587 (1976). 19
41 Fed. Reg. 35,951 (1976) (codified at 11 C.F.R. § 110.7(b)(4)
(1983)). 20
2 U.S.C. § 438(d) (1982). 21
Id. § 438(d)(1). 22
Federal Election Campaign Act Proposed Regulations, 41 Fed. Reg.
21,587 (1976). 23
11 C.F.R. § 109.1(b)(4)(i)(A)-(B) (1983). 24
See 80 Op. F.E.C. (1979); 46 Op. F.E.C. (1980). 25
Federal Election Campaign Act Proposed Regulations, 41 Fed. Reg.
21,587 (1976). 26
See infra note 103 and accompanying text. 27
Federal Election Commission, Press Release, Dec. 3, 1983, at 30.
28
See infra notes 66-69 and accompanying text. 29
424 U.S. 1, 22 (1976). See also FEC v. NCPAC, No. 83-2823
(E.D. Pa. Dec. 12, 1983). 30
Buckley, 424 U.S. at 58 nn. 66-67. 31
Id. 32
Brief for Appellant at 79, Buckley v. Valeo, 424 U.S.
1 (1976). 33
Id. at 85. 34
Id. at 104. 35
Id. at 106. 36
2 U.S.C. § 441a (1982). 37
S. 3044, 93d Cong., 2d Sess. § 101(a) (1974). 38
2 U.S.C. § 431(11) (1982). 39
Federal Election Campaign Act Amendments of 1974, Pub. L. No.
93-443, 88 Stat. 1263, 1265 (codified at 18 U.S.C. § 608(e) (1974))
(repealed 1976). 40
See supra notes 14-15 and accompanying text. 41
H.R. Rep. No. 1057, 94th Cong., 2d Sess. 59 (1976). 42
2 U.S.C. § 441a(h) (1976). 43
Id. § 441a(a)(2)(A). 44
Id. § 441a(h). 45
11 C.F.R. § 110.3(b)(2)(i) (1983). 46
2 U.S.C. § 441(a)(d)(3)(A)-(B) (1982). 47
See supra note 43 and accompanying text. 48
454 U.S. 27 (1981), rev'g 660 F.2d 773 (D.C. Cir. 1980).
49
Democratic Senatorial Campaign Comm. v. FEC, 660 F.2d 773, 776
(D.C. Cir. 1980). 50
Id. at 781. 51
Federal Election Commission Memorandum in Support of its Motion
for Summary Judgment and in Opposition to plaintiff's Motion for Summary
Judgment at 11, Democratic Senatorial Campaign Comm. v. FEC, No.
80-1903 (D.D.C. Aug. 18, 1980). 52
National Comm. for an Effective Congress v. National Republican
Senatorial Comm., FEC Matter under Review No. 780 (1978); Friends
of Stewart Comm. v. National Republican Senatorial Comm., FEC Matter
under Review No. 820 (1978). 53
Federal Election Commission Reports on Financial Activity, 1977-78,
Final Report - Party and Non-Party Political Committees at 127. National
441(d)(3) expenditures by the Democratic Party for the 1977-78 election
cycle were only $68,822 and state expenditures were $329,765. Id.
at 125. 54
The national committee's assignment of its coordinated expenditure
limits to a congressional campaign committee is not surprising when one
understands the different historical roles of the two committees. The
major parties' national committees have generally focused on presidential
politics with at best weak and informal ties to Congress. D. Ippolito
& T. Walker, Political Parties, Interest Groups, and Public Policy:
Group Influence in American Politics 67, 72-73 (1980). Congressional
campaign committees were established by both parties in 1866 to help their
members get reelected. A. Ranney, Curing the Mischiefs of Faction:
Party Reform in America 17 (1975). Thus they are the more logical
party units to make coordinated expenditures for congressional candidates. 55
MUR 1234. 56
Federal Election Comm., Election Case Law 55-56 (1981). 57
Id. at 56. 58
Democratic Senatorial Campaign Comm. v. FEC, 660 F.2d 773, 776
(D.C. Cir. 1980). 59
Id. at 777. 60
Id. 61
Id. at 778. 62
Id. at 779. 63
Id. at 782 n.37. 64
FEC v. Democratic Senatorial Campaign Comm., 454 U.S. 27, 32
(1981). 65
Id. at 41. 66
Id. 67
Brief for Respondent at 38-39, FEC v. Democratic Senatorial
Campaign Comm., 454 U.S. 27 (1981). 68
FEC v. Democratic Senatorial Campaign Comm., 454 U.S. at 41-42
& n.22. 69
35 Cong. Quarterly Almanac 559 (1979). 70
2 U.S.C. § 431(8)(B)(x) (1982) (Contribution exemption); id.
§ 431(9)(B)(viii) (expenditure exemption). 71
Id. § 431(8)(B)(xii) (contribution exemption); see also
id. § 431(9)(B)(ix) (expenditure exemption). These exemptions
apply to presidential and vice presidential candidates only. 72
Id. §§ 43103)(b)(0, (9)(b)(vi). 73
11 C.F.R. § 109.1(d)(1) (1983). 74
26 U.S.C. § 9012(f) (1976). 75
Common Cause v. Schmitt, 512 F. Supp. 489, 501 (D.D.C. 1980). 76
Common Cause v. Schmitt, 455 U.S. 129 (1982) (per curiam). 77
2 U.S.C. § 441a(d) (1982); see supra text accompanying
note 13. 78
See supra notes 4-8 and accompanying text. See infra notes
81-82 and accompanying text. 79
87 Op. F.E.C. (1980). 80
Id. 81
Id. 82
11 C.F.R. §§ 100.7(b)(15), .8(b)(16) (1982). 83
2 U.S.C. § 441a(d) (1976). See also supra text accompanying
notes 12-15 (discussing the statutorily undefined coordinated expenditure).
84
See supra text accompanying notes 70-71. 85
Id. 86
2 U.S.C. § 431(8)(B)(xii)(3) (1982) (contribution); id.
§ 431(9)(B)(ix)(3) (expenditure). 87
Id. 88
See supra text accompanying notes 49-54. 89
Id. See also 2 U.S.C. § 43la(d) (1982). The Act contains
no corresponding section for presidential candidates. 90
2 U.S.C. 441a(2) (1982) (multicandidate $5000 limit); id.
§ 44la(5)(C)(ii) ($1000 limit). 91
11 C.F.R. § 110.3(b)(2)(ii)(A)-(B) (1983). 92
Id. 110.3(b)(2)(ii). 93
Id. 110.3(b)(l)(i), .3(b)(2)(i). 94
2 U.S.C. § 441a(h) (1982) (Senate limit); id. §
441(d)(3)(B) (House limit). 95
11 C.F.R. § 110.3(b)(2)(ii) (1983). 96
2 U.S.C. § 441a(10-(2) (1982). 97
104 Op. F.E.C. (1976); 39 Op. F.E.C. (1978); 68 Op. F.E.C. (1979);
77 Op. F.E.C. (1979). 98
11 C.F.R. §§ 110.1(b)(2)(i), .2(a)(ii) (1983). 99
41 Fed. Reg. 35948 (1976) (codified at 11 C.F.R. § 110.1 (1983)). 100
11 C.F.R. § 110.3 (1983); 2 U.S.C. § 44la(a)(4)-(5) (1982).
There is one difference. Section 44la(a)(4) provides that, unlike local
parties and non-party committees, a state Party does not have to contribute
to five candidates to qualify as a multicandidate committee. But it does
have to have been registered for six months and have received contribution,
from over 50 persons. Prior to the 1976 amendments, local units of labor
organizations, corporations, etc. could set up separate contribution limits.
The "anti-proliferation" amendments in 1976 reduced the ability
of such special interest groups to contribute to candidates they supported
but they could still make independent expenditures. 101
See infra note 103 and accompanying text. 102
2 U.S.C. § 44la(a)(4) (1982). 103
34 Congressional Quarterly Almanac 769 (1978). 104
124 Cong. Rec. 7879-80 (1978). 105
Democratic Senatorial Campaign Comm. v. FEC, No. 80-01903 (D.D.C.
Aug. 28, 1980) (petition filed July 30, 1980). The FEC's motion for summary
Judgment was granted on August 28, 1980. Democratic Senatorial Campaign
Comm. v. FEC, 660 F.2d 773, 776 (1980). 106
FEC v. Democratic Senatorial Campaign Comm., 454 U.S. 27, 35-36
(1981). 107
120 Cong. Rec. 9549 (1974) (proposed amendment no. 1102 to
FECA). 108
120 Cong. Rec. 9551 (1974) (Brock Amendment adopted Apr.
3, 1974); 120 Cong. Rec. 10,062-64 (1974) (Clark Amendment, to
repeal Brock Amendment, adopted Apr. 8, 1974). 109
FEC v. Democratic Senatorial Campaign Comm., 454 U.S. 27, 40
(1981). 110
Brief of Petitioner, National Republican Senatorial Comm. at
13-14, FEC v. Democratic Senatorial Campaign Comm., 454 U.S. 27
(1981). 111
Buckley v. Valeo, 424 U.S. 1, 20 (1976). 112
Buckley v. Valeo, 424 U.S. 1, 26 (1976). 113
Id. at 21. 114
Id. at 22. 115
Id. at 47. 116
11 C.F.R. § 110.7(b)(4) (1983). 117
Buckley v. Valeo, 424 U.S. 1, 22 (1976). 118
Id. (citing NAACP v. Alabama, 357 U.S. 449, 460 (1958)). 119
Id.
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